Leveraging Vertafore's proven track record of regulatory and technology innovation, Sircon® solutions help securities firms eliminate operational costs, better manage risk, and adhere to regulations by automating the processes essential to keeping brokers / advisors / agents both compliant and authorized to sell.
Manage disclosures, securities registrations, insurance licenses and supervision hierarchy in one secure, scalable SaaS product.
Securities registration & education management
Multi-carrier relationship & sales authorization management
Insurance licensing & education management
Supervision hierarchy management
Effectively manage risk and significantly reduce costs with securities and insurance credentialing and compliance management solutions from Sircon.View the Sircon® Solutions for Securities Firms Brochure